With 23 years in the industry, Tricee has experience in everything from back-office and admin operations to her current role as an Investment Adviser Representative. In this role, she establishes and maintains client relationships to help individuals implement a plan to meet their investment objectives. In addition, she provides personalized guidance and sound investment advice to help clients achieve a financially secure future.
Tricee approaches financial planning as a team effort, encouraging clients to do their part by exercising the fiscal discipline to set aside their hard-earned money today and build security for tomorrow. She also provides portfolio monitoring, helping clients through the inevitable ups and downs of the markets by keeping an eye on long-term goals and objectives.
Series 7 – General Securities Representative
Series 63 – Uniform Securities State Law
Series 66 – Uniform Combined State Law
California Department of Insurance:
Accident and Health